Manager, Compliance Advisory - RC ADVISORY SUPPORT - GPB
HSBC Group
Guangdong, China, Asia Pacific

Manager, Compliance Advisory - RC ADVISORY SUPPORT - GPB : 0000FJCL


In this role, you will :

Principal Accountabilities :

  • Primarily to support the ASP Insurance Compliance Advisory team, to maintain an effective control framework and to ensure compliance with all relevant external laws & regulations, internal policies and good market practices relating to Regulatory Compliance and Financial Crime Compliance.
  • Provide advisory services to various stakeholders to ensure understanding of compliance risks exposure in business initiatives and projects across ASP Region.
  • To exercise risk steward challenge and advise, maintain regional oversight on the ASP countries to ensure compliance risks is addressed and mitigated.
  • Assist stakeholders on compliance related matters including setting and implementing compliance related policies and procedures in the region.
  • Support the team to consolidate and produce management information and reports for review, follow up with relevant stakeholders on a timely basis.
  • Assist the team to coordinate office and administration support as required.
  • Impact on the Business

  • To ensure proactive approach is taken to identification of Compliance risk change and potential impacts on Insurance Business Model in region.
  • Development and continuous review for appropriateness of control framework to monitor Regulatory Compliance and Financial Crime risks developments impacting on Insurance in region.
  • To drive the regional implementation plans to quantify impacts and implement actions to address, manage and mitigate impacts of regulatory changes on Insurance.
  • Customer / Stakeholders

  • Reporting to the Compliance Advisory Insurance team ASP as relevant on Regulatory Compliance and Financial Crime risks matters.
  • Liaise with relevant stakeholders within Insurance business and Compliance teams in Asia Pacific to provide expertise and support on Compliance related matters.
  • Leadership and Teamwork

  • Offer proactive assistance to the team to develop a world class and market leading Insurance Compliance Function for ASP.
  • Maintain and develop positive, collaborative and professional working relationships with other business managers and Compliance colleagues at the Group level and those in other Regions and Businesses.
  • Operational Effectiveness and Control
  • Contribute in the creation of a framework for the effective risk-based monitoring of the implementation of Regulatory Compliance and Financial Crime risks related policies and controls across ASP.
  • Agree and oversee the implementation, embedding and monitoring of the adherence to the Compliance FIM in ASP.
  • Qualifications

  • Compliance professional with experience in regulatory and financial crime compliance.
  • Knowledge in Insurance regulations in Mainland China, Hong Kong or Singapore is an advantage.
  • Understanding of Insurance businesses, industry issues, insurance business operations and priorities.
  • Strong interpersonal skills and experience of working effectively with different stakeholders and collaborating for success.
  • Able to work independently, execute excellence and seek direction as needed.
  • Ability to cultivate a team work culture and inspire motivation and commitment in the team.
  • Previous experience of HSBC Group structure, its business and personnel, and culture would be an advantage.
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