Officer/Analyst - Customer Due Diligence
Standard Chartered
Tianjin, China,
4天前

About Standard Chartered

We are a leading international bank focused on helping people and companies prosper across Asia, Africa and the Middle East.

To us, good performance is about much more than turning a profit. It's about showing how you embody our valued behaviours - do the right thing, better together and never settle - as well as our brand promise, Here for good.

We're committed to promoting equality in the workplace and creating an inclusive and flexible culture - one where everyone can realise their full potential and make a positive contribution to our organisation.

This in turn helps us to provide better support to our broad client base. The Role Responsibilities Strategy

  • Responsible for the CDD per bank CDD requirement
  • Business

  • To ensure compliance with the Money Laundering Prevention Policy / Guideline / Procedure and the Code of Conduct;
  • Maker to perform CDD (Customer Due Diligence) making process according to Group standards and country specific regulations;
  • Checker to perform CDD (Customer Due Diligence) review checking process according to Group standards and country specific regulations.
  • Provide quality control assurance for the completeness of CDD records and compliance with the Standards.

  • Support RM in generating CDD records that are consistent with the Standards and any additional local regulatory requirements.
  • Also manage and assist the RMs with CDD Reviews.

    Processes

  • To report and escalate any potential risk identified as part of daily BAU (Business as Usual);
  • To ensure no breach of SLA (Service Level Agreement);
  • To control and enhance efficiency and quality as per team requirements and job objective;
  • To ensure the attendance of meeting and training which are arranged.
  • To maintain a good working relationship within and outside the team.
  • To support the Management’ in daily BAU (Business as Usual).
  • To support the Management or Team on required activities.
  • Regulatory & Business Conduct

  • Display exemplary conduct and live by the Group’s Values and Code of Conduct.
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank.
  • This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.

  • Lead the Continuous Review and Monitoring team to achieve the outcomes set out in the Bank’s Conduct Principles : Fair Outcomes for Clients;
  • Effective Operation of Financial Markets; Financial Crime Prevention; The Right Environment.

  • Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
  • Support relevant stakeholders to respond to regulatory questions.
  • COBAM
  • Business CRM
  • Other Responsibilities

  • Embed Here for good and Group’s brand and values in all Group Businesses.
  • Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.
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